CHAPTER II - Building
Permit and Occupancy |
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| 4. Building permit -
No person shall erect any building without obtaining a prior building permit thereof, from
the Authority or an officer authorised by the Authority for this purpose. In the case of
urgency, the Authority or the Officer authorised in this behalf may permit erection of a
building pending the examination of the building plan. 5.
Application for building permit-
- Every person who intends to erect building within the area shall give application
in writing to the Chief Executive Officer in the form given in Appendix-l
- Such application shall be accompanied by plans and statements in triplicate. The
plans may be of ferroprint, ammonia print, semi-dry or photographic prints of which at
least one cloth mounted copy shall be retained in the Authority for record after issue of
the building permit or a refusal therefore.
- Such application shall not be considered until the person giving the application
has paid the fees mentioned in regulation no. 10. The receipt of such payment, duly
attested by a Gazetted officer, shall be attached with the application.
- In case of objections, the fees so paid shall not be refunded to the applicant
but the applicant shall be allowed to resubmit the plan without any additional fees after
complying with all the objections within a period of one year from the date of receipt of
the objection order.
- No application for building permit shall be necessary for the following
alterations provided they do not violate any of the provisions regarding general building
requirements, structural stability and fire safety requirements specified in these
regulations:
- Providing or closing of a window, door or ventilator not opening towards other's
property.
- Providing intercommunication doors.
- Construction of:
- Parapet walls between 1.05 m. to 1.2 m. height, and
- Boundary walls in accordance with these regulations
- Whitewashing and painting.
- Replacing fallen bricks, stones, pillars and beams, etc.
- Retiling and reterracing.
- Plastering and patch work.
- Flooring.
- Construction of chhajjas.
- Renewal of roof at the same height.
- Reconstruction of portions of building damaged by any natural calamity to the
same extent as previously approved.
- Erection or re-erection of internal partitions.
- Notwithstanding anything contained above no building permit shall be necessary
for carrying out building activity by any department of the Central or the State
Government or any local Authority. The Authority is empowered in this behalf to inspect
any work connected with services with the intent or purpose of repairing or renewing any
sewers, mains, pipes, cables or other apparatus.
- The application of building permit shall be accompanied by the site-plan,
building plans, services specifications and proof of title.
(1)Site-plan shall be drawn to a scale as follows:
TABLE |
Site area
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Scale
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| Up to 0.1 hectare |
Not less than 1: 200 |
| Up to 0.1 hectare-1 hectare |
Not less than 1: 500 |
| More than 1 hectare |
Not less than 1: 1000 |
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- Information accompanying application for building permit site-plan:
The site-plan shall show-
- the boundaries of the site of land belonging to the applicant;
- the name of the street nearest to the site on which the building is proposed to
be erected, if any;
- all existing building standing on, over or under the site;
- the position of the building which the applicant intends to erect upon his land
referred to in sub-clause (a)in relation to
- all adjacent streets and buildings within a distance of fifteen meters of the
site of such land;
- if there is no street within a distance of fifteen meters of the site, the
nearest existing street;
- the means of access from the street to the proposed building;
- space to be left in and around the proposed building and details of projections
on the open spaces;
- the width of the street in front or on any side or near the proposed building;
- scale used and the direction of north point relating to plan of proposed
building;
- sewerage and drainage lines upto discharge point and water supply lines,
telephone and electrical layout in case of Group Housing Pockets;
- any existing physical features in the land of total plot area;
- the total plot area and the break-up of covered areas on each floor with the
calculations of percentage area covered on each floor in terms of the total area of the
plot;
- parking plans indicating the parking spaces for all the buildings, except for
individual residential buildings;
- plot number of the property on which the building is intended to be erected.
- Building Plan-The plan of the building, elevations and sections
accompanying the application shall be drawn to a scale not less than 1:100-
- the plan shall include the floor plans of building floors together with the
covered area clearly indicating the size and spacing of all framing members and sizes of
rooms;
- the plan shall specify the use of all parts of the building;
- the plan shall show exact location of essential services such as water closet,
sink, bath, water supply and drainage lines and the like;
- the plan shall include sectional drawing showing clearly the size of footings,
walls, thickness of basement walls, if any, size and spacing of framing members, floor
slabs, size and locations of doors, windows and other openings. The sections shall also
indicate the height of the rooms and the parapet. At least one cross section shall be
taken through the staircase;
- the plan shall show all street elevations;
- the plan shall include terrace plan indicating the drainage and the slope of the
roof;
- the plan shall give details of parking spaces;
- the plan shall give indication of all doors, windows and other openings including
ventilators with sizes in proper schedule forms;
- the plan shall give dimension of the permissible open space projections;
- the plan shall give indication of the North point in relation to the plan and
scale used.
- Building plans for all types of multi- storeyed buildings-For
multi-storeyed buildings which are more than 15 meters in height, the following additional
information shall be indicated in the building plans in addition to those mentioned in
clause (2) above -
- access for fire appliances and vehicles and details of vehicular turning circle
and clear motorable access way around the building;
- size (width) of main and alternate staircase along with balcony, corridors and
ventilated lobby approach;
- location and details of lift enclosures;
- location and size of fire lift;
- smoke stop lobby doors, if provided;
- refuse area, refuse chutes, refuse chamber, service ducts, etc.
- air-conditioning system with position of dampers, mechanical ventilation system,
electrical services, boilers, gas pipes or the like;
- details of exits including provision of ramps for hospitals and special lifts;
- location of generator, transformer and switch gear room;
- smoke exhauster system, if any;
- details of fire alarm system;
- location of centralised control, connecting all fire alarm system, built in fire
protection arrangements and public address system;
- location and dimension of static water storage, tank and pump rooms;
- location and details of first aid fire fighting equipment and installations.
- Service Plans- Plans, elevation and sections of private water supply and
sewage disposal system independent of the Municipal Services, if any.
- Specification- General specification giving type and grade of materials
to be used in different parts of the building as given in appendix-8.
- Documents-
- Ownership documents; copies of allotment letter, possession certificate and
dimension plan issued by the Authority.
- Certificate in the prescribed form given in appendix-2 for undertaking the
supervision by the licensed technical person. Any change of the technical personnel during
construction work shall be intimated to the Chief Executive Officer.
- Structural stability certificate from the Architect Structural Engineers as per
appendix-12
- Application for drainage of premises as per appendix-9.
- N.B.O. Form as per appendix-10.
- Approval from the competent authority in case of hazardous buildings.
- Recommended notation for colouring of plans-The site and building plans
shall be coloured as specified in the table given below where items of work are not
identified, the colouring notation used shall be indexed:
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Site-Plan |
Building
Plan |
| Serial No. |
Item |
White Plan |
Blue Print |
Ammonia Print |
White Plan |
Blue Print |
Ammonia Print |
| 1. |
Plot lines |
Thick Black |
Thick Black |
Thick Black |
Thick Black |
Thick Black |
Thick Black |
| 2. |
Existing Street |
Green |
Green |
Green |
.. |
.. |
.. |
| 3. |
Permissible building line |
Thick Dotted Black |
Thick Dotted Black |
Thick Dotted Black |
.. |
.. |
.. |
| 4. |
Existing Work (Outline) |
Black |
White |
Blue |
Black |
White |
Blue |
| 5. |
Work proposed to be demolished |
Yellow Hatched |
Yellow Hatched |
Yellow Hatched |
Yellow Hatched |
Yellow Hatched |
Yellow Hatched |
| 6 |
Proposed: |
Red filled in |
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| . |
a)Additions and Alterations. |
Red |
Red |
Red |
Red |
Red |
Red |
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b)Entirely new work |
not to be coloured |
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| 7. |
Drainage |
Red Dotted |
Red Dotted |
Red Dotted |
Red Dotted |
Red Dotted |
Red Dotted |
| 8. |
Water Supply |
Black Dotted Thin |
Black Dotted Thin |
Black Dotted Thin |
Black Dotted Thin |
Black Dotted Thin |
Black Dotted Thin |
7. Proposal for certain buildings permit to be
scrutinised-Buildings permit for all buildings more than 15 meters in height and
buildings with more than 100 sq. metres ground coverage shall be subjected to the scrutiny
of a duly authorised officer of the Fire Service of the State of Uttar Pradesh.
8. Preparation and signing of Plans-All plans shall be prepared
and signed by Architect, registered with Council of Architecture or signed by such
technical personnel as may be licensed by the Authority.
9. Fee for building permit-Application for building permit will
be considered after payment of building permit fees through challan, a photocopy of which
is to be submitted alongwith the application.
10 . Building permit fee and calculation thereof-
- The scale of fees for building permit shall be as follows: (a) Residential
buildings Rs. 1/- per sq. mtr. covered area on all floors. b) Mercantile or business
buildings Rs. 10/- per sq.. mtr. covered area. (c) For all other type of buildings Rs. 5/-
sq. mtr. of covered area.
- The fee for internal additions and alterations shall be 10 per cent of the
original building permit fee paid for plan in question. In case original building permit
fee paid is not known, fee for the whole building shall be calculated on area basis and 10
per cent of this shall be charged as plan submission fee. If apart from internal
alteration, some additional area is proposed to be covered then the fee for such
additional area shall be worked out on the area basis and shall separately be added in the
above fee.
- If the use of the building is changed then the fee in case of additions and
alterations of building, shall be calculated with reference to the use proposed.
- In case of re-erection of existing building after demolition, fees chargeable
shall be the same as erection of new buildings.
- The fee for revised plan of a building which has already been sanctioned, shall
be one fourth of the fee chargeable on the sanctioned plan, subject to the condition that
the covered area of the building has not increased then in the original sanctioned plan.
- The area covered under the basement, as the case may be, shall be counted towards
the covered area.
- The fee in case of buildings with principal and subsidiary occupancies, in which
the fees leviable are different than the fees for the total building schemes shall be as
per the rates for individual occupancies.
- The revalidation fee of a building permit shall be 10 per cent of the original
building permit fee paid with the application, if the application is made within the
period of validity (two years) of the building permit. In case the building is under
construction as per the sanctioned plans and the application is made after two years from
the date of sanction then the revalidation fee shall be original building permit fee.
11. Stacking Changes-Stacking charges shall be levied and paid
before the issue of building permit as below:
- At the rate of Rs. 0.50 per sq. mtr. of plot area subject to the minimum of Rs.
50/- and maximum of Rs. 500.
- At the rate of Rs. 100 per flat in group housing pockets.
12. Withdrawal of application-The applicant may withdraw his
application for a building permit at any time prior to the sanction and such withdrawal
shall terminate all proceedings with respect to such applications but the fees paid shall
in no case be refunded.
13. Sanction or refusal of building permit-
- The Officers authorised by the Authority shall verify or cause to be verified the
facts given in the application for permit and Annexures, from technical, administrative
and legal point of view. The title of land shall also be verified.
- The Officers so authorised may either sanction or refuse a building permit or may
sanction it with such modification and communicate the decision to the applicant in the
prescribed form given in Appendix-3.
- If within forty days of the receipt of the application, refusal or sanction is
not granted, the application with its annexures shall be deemed to have been allowed and
the permit sanctioned provided such fact is immediately brought to the notice of the Chief
Executive Officer in writing by the applicant within twenty days after the expiry of the
same period of forty days but nothing herein shall be construed to authorise any person to
do anything in contravention of these regulations.
- In case of the refusal, the Officer authorised by the Authority shall give
reasons and quote the relevant provisions of the regulations which the plan contravenes,
as far as possible in the first instance itself and ensure that no new objections are
raised when they are re-submitted after compliance of earlier objection.
- Once the plans have been scrutinised and objections, if any, have been pointed
out, the applicant shall modify the plans to comply with the objections raised and
re-submit them. lf the objections remain unremoved the permit shall be refused.
14. Appeal against refusal or sanction with modifications of a building
permit-Any applicant aggrieved by an order of refusal of a building permit or its
sanction with modifications may within thirty days from the date of communication of such
order, appeal to the Chief Executive Officer. The decision of the Chief Executive Officer
on such appeal shall be final, conclusive and binding.
15. Duration of validity of a building permit-A building permit
sanctioned under these regulations shall remain valid for a period of two years from the
date of sanction and during that period completion certificate has to be submitted and if
this is not done no such building activity shall be carried on without getting the permit
re-validated before the expiry of this period.
16. Notice for commencement of building work-The applicant to
whom a permit has been sanctioned under these regulations shall give a notice to the Chief
Executive Officer in the form given in Appendix-4 of the commencement of the building
activity. If the Chief Executive Officer fails to get such inspection made within the said
time, it shall be presumed that the Chief Executive Officer has no objection to the
construction.
17. Work to be carried out in full accordance of Regulations-Neither
the granting of the permit nor the approval of the drawings and specification, nor
inspection made by the Authority during erection of the building shall in any way relieve
the owner of such building from full responsibility for carrying out the work in
accordance with the requirements of these regulations.
18. Additions or alterations during construction-lf any
additions or alterations from the sanctioned plans are intended to be made, permission of
the Chief Executive Officer shall be obtained before the proposed additions/alterations
are carried out. It shall be incumbent upon the applicant to whom a building permit has
been sanctioned to submit amended plans for such additions or alterations. The provisions
relating to an application for permit shall also apply to such amended plans with
modification that the time limit referred to in regulation 13 (iii) shall be three weeks.
19. Cancellation of permit for building activity-If at any time
after the permit to proceed with any building activity has been sanctioned, the Chief
Executive Officer is satisfied that such permit was sanctioned in consequence of any
material misrepresentation or fraudulent statement contained in the application given or
the information furnished, the Chief Executive Officer may cancel such permit and any work
done there under, shall be deemed to have been done without permit.
20. Documents at site-where tests of any materials are made to
ensure conformity with the requirements of the regulations, records of the test data shall
be kept available for inspection. The following documents are to be kept at site during
the construction of the building and for such a period thereafter as required by the
Authority:
- A copy of building permit.
- Copy of approved drawings and specification.
2l. Inspection Of drains-
- Notice for covering up underground drain and sanitary work-The
owner/applicant who has been granted building permit shall serve a notice in a form as
given in the Appendix 13 duly signed by the licensed Architect/Engineer/Plumber, along
with a fee of Rs. 10 for inspection of sewer work by the officer deputed by the authority
at least 10 days prior to covering of underground drains and sanitary works.
- Notice of completion of drains, sanitary and water supply work-The
owner/applicant who has been granted building permit shall serve a notice in the form
given in Appcndix-14 duly signed by the licensed Architect/Engineer/Plumber along with a
fee of Rs. 15 for inspection of such works by the officer deputed by the Authority.
- The site shall be inspected by the officer deputed by the Authority for
approval/refusal of such work and shall be conveyed within 15 days from the date of such
notice.
22. Notice of completion-Every owner shall have to submit a
notice of completion of the building to the Authority regarding completion of work
described in the building permit in the proforma given in Appendix-5 accompanied by three
copies of the completion plan.
23. Occupancy certificate necessary for occupation-No building
erected, re-erected or altered, shall be occupied in whole or part until the issue of
occupancy certificate by the Chief Executive Officer in the form given in Appendix-6.
Provided that if the Chief Executive officer fails to issue the occupancy certificate or
send any intimation showing his inability to issue such certificate within 30 days of the
date of receipt of completion certificate, the building may be occupied without waiting
for such certificate. Intimation to this effect shall have to be sent to the Authority by
the owner before occupying the same.
24. Issue of occupancy certificate regarding Multi Storeyed Building-In
the case of buildings identified in clause 6 (2) (ii) the work shall also be subjected to
the inspection of the Chief Fire Officer, U.P. Fire Service and the occupancy certificate
shall be issued by the Authority only after the clearance from the Chief Fire Officer
regarding the completion of work from the fire protection point of view. |
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